Residential Energy 100%

2021 IECC residential review

Lesson 12: Review and Practice Exam

Course review · 20 practice questions

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Reading

Eleven lessons have moved from scope and compliance paths through climate zones, fenestration, insulation installation, air barriers, ducts, mechanical systems, lighting, performance paths, existing-building rules, and rehab practice. This lesson pulls the numbers that show up most often on a GCHS energy final back into one place, organized as a review rather than new material, and closes with a practice exam drawn from the whole course. Every figure below repeats a number already stated and verified in Lessons 1 through 11; where the earlier lesson hedged a value or flagged it as something to confirm locally, this review keeps the same hedge rather than sharpening it into false precision.

Zone 2 versus Zone 3 prescriptive table compared across the whole course A two-column comparison card, Climate Zone 2 against Climate Zone 3, listing fenestration U-factor, SHGC, ceiling R-value, wall R-value, slab edge insulation, air leakage limit, and ERI target for each zone, with a note that ceiling R-value and SHGC do not change between the two zones while fenestration U-factor, wall R-value, slab insulation, air leakage, and ERI target do. Zone 2 vs. Zone 3: what changes, what does not Component Zone 2 Zone 3 Fenestration U-factor 0.40 0.30 SHGC 0.25 0.25 Ceiling R-value R-49 R-49 Slab-edge insulation None req. R-10, 2 ft Air leakage limit 5.0 ACH50 3.0 ACH50 Max ERI (after R401.2.5) 49 * Ceiling R-value and SHGC hold flat across these two zones; the rest tighten moving from Zone 2 to Zone 3
*Zone 3's base ERI target of 51 (Table R406.5) is included in Lesson 9 for contrast; this course's worked ERI examples use Zone 2.

Compliance paths and the additional efficiency requirement

R401.2 offers four compliance options: prescriptive (R401.2.1, R401 through R404), total building performance (R401.2.2, R405), Energy Rating Index (R401.2.3, R406), and a tropical climate region option (R401.2.4, R407) written for tropical regions, which does not apply on the Gulf Coast. That leaves three paths for a Gulf Coast house: the prescriptive path, inside which sits the total UA alternative; the simulated performance path (R405), which compares a modeled proposed design against a standard reference design; and the Energy Rating Index path (R406), which reports a single score. Lesson 1 introduced these, and every lesson since has referred back to whichever path was relevant to that topic. The 2021 edition's additional efficiency requirement, R401.2.5, applies to every one of those paths, not just the prescriptive one: a prescriptive-path house, including one using the total UA alternative, installs one of the five R408.2 options covered in Lesson 8; a performance-path house under R405 either installs an R408.2 option without counting it in the model, or shows an annual energy cost no more than 95 percent of the standard reference design's; and an ERI-path house under R406 must score at least 5 percent below its climate zone's Table R406.5 target, which for Zone 2 means an ERI of 49 rather than the bare table value of 52. Mandatory provisions, air leakage testing, duct leakage testing, installation quality, high-efficacy lighting, and the permanent certificate, apply the same way regardless of which path got the house there (Tables R405.2 and R406.2 list them for the performance paths).

Climate zone and the prescriptive table

Climate zone is assigned by county, not by a temperature reading, and GCHS's core service area, Harris, Galveston, and Brazoria counties, sits in Zone 2A, hot and moist (Table R301.1 also lists Fort Bend, Montgomery, and Walker counties as 2A), while counties farther north and west can fall into Zone 3A; the specific county assignment should always be verified rather than assumed. Table R402.1.3 sets the prescriptive minimums by zone and component. Zone 2 and Zone 3 share the same R-49 ceiling requirement, and the jump to a higher ceiling value, R-60, only appears at Zone 4 and colder. Where the two zones differ: Zone 2's vertical fenestration U-factor maximum is 0.40 against Zone 3's tighter 0.30, while SHGC holds at 0.25 in both zones because solar gain, not conduction, drives the Gulf Coast cooling load. Zone 2 requires no basement, crawl space, or slab-edge insulation at all; Zone 3 picks up a basement/crawl space wall value of R-5/13 and a slab-edge requirement of R-10 continuous to a 2-foot depth, a requirement that grows to a 4-foot depth at Zone 4 and colder. Wood-frame wall R-value is R-13 (or R-10 continuous insulation alone) in Zone 2 and R-20 (or R-13+5, or R-15 continuous insulation alone) in Zone 3, and floor R-value moves from R-13 to R-19 across the same boundary.

Key numbers
  • Zone 2: fenestration U-0.40, SHGC 0.25, ceiling R-49, wall R-13 or R-10 c.i., floor R-13, no basement/crawl/slab requirement, 5.0 ACH50, max ERI 49 after the 5 percent reduction
  • Zone 3: fenestration U-0.30, SHGC 0.25, ceiling R-49, wall R-20, R-13+5 c.i., or R-15 c.i., floor R-19, slab edge R-10 to 2 ft, 3.0 ACH50
  • R401.2.5 additional efficiency: applies on every compliance path (prescriptive installs an R408.2 option, performance installs an option or beats the reference cost by 5 percent, ERI scores 5 percent below its target)
  • Skylight U-factor maximum: 0.65 in Zone 2, looser than the 0.40 vertical-window limit in the same zone
  • Small glazed area exemption: up to 15 sq ft per dwelling unit; one opaque door exemption: up to 24 sq ft, U-factor only

Installation quality and the air barrier

Meeting the R-value on the label is not the same as installing insulation correctly. The eave substitution, full uncompressed R-38 extending over the top plate, satisfies an R-49 ceiling requirement only at that specific detail, never as an average across the whole attic; a baffle at every eave protects the insulation from wind wash and keeps blown fill out of the soffit vent; attic access hatches need insulation equal to the surrounding surface plus weatherstripping; and R303 requires installed R-values to be field-identifiable, by marking or by a posted certificate, so an inspector has something to verify against. The air barrier is a separate, equally mandatory requirement from the insulation table: R402.4 requires a continuous air barrier aligned with the insulation, with Table R402.4.1.1 naming specific locations, including sealed rim joists, sealed electrical boxes on exterior walls, air sealing between the garage and conditioned space, and IC-rated sealed recessed luminaires (R402.4.5), while R402.4.2 gives new wood-burning fireplaces tight-fitting flue dampers or doors. The blower door test that verifies the air barrier is read in air changes per hour at 50 pascals: fan airflow in cubic feet per minute, times 60, divided by conditioned volume. Zone 2's limit is 5.0 ACH50; on the prescriptive path Zones 3 through 8 hold to a tighter 3.0 ACH50 (R402.4.1.3), because a colder climate pays a steeper energy penalty for the same leakage, while 5.0 ACH50 is the outer limit on any path (R402.4.1.2).

Ducts, mechanical systems, and lighting

Ducts outside conditioned space, the common Gulf Coast attic case and equally a vented crawl space, need R-8 insulation for runs 3 inches or larger in diameter and R-6 for smaller ones (R403.3.1). Ducts entirely inside the building thermal envelope carry no minimum insulation R-value, but they are still tested in the 2021 edition, at a total leakage limit of 8.0 cfm per 100 square feet of conditioned floor area, looser than the 4.0 cfm per 100 square feet that applies to the postconstruction test (and to the rough-in test once the air handler is installed; without the air handler in place, rough-in tightens to 3.0). Beyond ducts, R403 also sets thermostat default setpoints of no higher than 70 degrees Fahrenheit for heating and no lower than 78 degrees Fahrenheit for cooling; a lockout on heat pump strip heat; mechanical system piping insulated to R-3 above 105 degrees Fahrenheit or below 55 degrees Fahrenheit; and equipment sized to ACCA Manual J and selected per Manual S rather than by rule of thumb or a like-for-like swap. Lighting closes the prescriptive path's mandatory items: 100 percent of permanently installed fixtures need high-efficacy sources (kitchen appliance lamps excepted), and most permanently installed interior fixtures need a dimmer, an occupant sensor, or an integral control, except in bathrooms, hallways, exterior locations, and required safety or security lighting.

Existing buildings: repair, alteration, and change in conditioning

R501 through R505 set a ladder of increasing obligation. A repair restores what was there, with no obligation to upgrade, but it may not strip out an existing energy feature; an alteration requires the altered portion to comply, subject to specific exceptions such as storm windows, roof recover, and unexposed cavities, with the mirror rule that an exposed cavity must be insulated before it is closed back up; and a change in space conditioning, unconditioned space becoming conditioned, is the strongest trigger, requiring full compliance for the affected space (R502.2). A space converted to a dwelling unit from another use must comply under R505.1. Replacement fenestration is one of the clearest R503 triggers of all: a window where some or all of the unit is replaced, sash and glazing included, must meet the current Table R402.1.3 U-factor and SHGC for the climate zone, not the performance of the unit it replaces, and multiple units in the same job may be averaged on an area-weighted basis. Ducts extended from an existing system to an addition are excused from R403, while a full duct system replacement is newly installed ducts under R403 and is tested like new construction. Several of GCHS's own rehab measures, ASHRAE 62.2 ventilation sizing and combustion appliance zone safety testing chief among them, sit on top of the IECC as program standards rather than inside it, and GCHS is careful to tell a homeowner or a funder which is which.

In the field

A useful way to walk any energy inspection sequence, new construction or rehab, is in the order the work actually disappears. First, before drywall closes the walls and ceiling: insulation grade, alignment with the air barrier, eave baffles, and the sealing details at fireplaces, recessed cans, and electrical boxes. Second, at mechanical rough-in: duct insulation by location, sealed joints at every takeoff and boot, and the rough-in duct leakage test if the air handler is far enough along to run it. Third, typically at the end of the job: the blower door test at 50 pascals, which the code allows at any time once all envelope penetrations are sealed, and the postconstruction duct leakage test. Last, before sign-off: the permanent certificate, posted where the space-conditioning equipment sits, showing the insulation values, fenestration ratings, and both test results actually achieved. Skipping the order, running the blower door before the duct system is sealed, or covering insulation before the eave detail is checked, is how a real deficiency gets buried instead of caught.

About the practice exam

The practice exam linked below draws 60 questions at random from a bank covering all four domains this course touches: general requirements and compliance, building envelope, mechanical systems, and existing buildings, in roughly the same proportion those topics have carried across the eleven lessons. The exam is untimed in the sense that GCHS does not enforce a clock over your shoulder, but it is built around a 120-minute session, and staff should aim for at least 70 percent correct before treating a topic as mastered. This is a GCHS internal practice tool, not an official certification exam of any kind, and passing it does not itself qualify anyone for a code role; it is meant to surface which sections need a second read before a real inspection or plan review. Whatever the practice exam scores, the code actually enforced on a given job is whatever edition and amendments that jurisdiction has adopted, confirmed locally rather than assumed from this course.

Practice questions

1. Under the 2021 IECC, which requirement applies on every compliance path a Gulf Coast house can use: prescriptive (including its total UA alternative), simulated performance, and Energy Rating Index?

  1. The R408.2 additional efficiency package option list, installed as an option on every path including the ERI path
  2. Table R402.1.3's component R-values, applied identically regardless of path
  3. The mandatory provisions: air leakage testing, duct leakage testing, lighting, and the certificate
  4. A minimum Energy Rating Index score of 52

2. Under R401.2.5, which statement correctly matches a compliance path to how it satisfies the 2021 edition's additional efficiency requirement?

  1. Prescriptive installs one of five R408.2 options; performance installs an option or beats the reference design's energy cost by 5 percent; ERI scores 5 percent below its climate zone target
  2. Only the prescriptive path carries an additional efficiency requirement
  3. All three paths must install the same R408.2 option
  4. The ERI path is exempt from R401.2.5

3. A Zone 2 house is documented on the Energy Rating Index path. Under Table R406.5 and R401.2.5, its maximum allowed ERI score is:

  1. 52
  2. 49
  3. 55
  4. 45

4. Comparing Table R402.1.3 for Zone 2 against Zone 3, which value stays exactly the same across both zones?

  1. Fenestration U-factor
  2. Slab-edge insulation
  3. Wood-frame wall R-value
  4. Ceiling R-value

5. An inspector confirms a Zone 3 house has slab-edge insulation of R-10 continuous to a depth of 2 feet. Is this compliant with Table R402.1.3?

  1. Yes; R-10 to 2 feet is the Zone 3 requirement
  2. No, Zone 3 requires no slab-edge insulation at all
  3. No, Zone 3 requires R-10 to a 4-foot depth, as in every zone with slab insulation
  4. Yes, but only if the house is also on the ERI path

6. A rater tests a Zone 2 house with a conditioned volume of 16,000 cubic feet and a blower door reading of 1,200 CFM50. What is the ACH50, and does it meet the Zone 2 limit?

  1. 7.5 ACH50; fails the 5.0 limit
  2. 3.75 ACH50; passes the 5.0 limit
  3. 4.5 ACH50; passes the 5.0 limit
  4. 6.0 ACH50; fails the 5.0 limit

7. An energy inspector finds ductwork entirely inside the building thermal envelope on a rehab job. Under the 2021 IECC, is duct leakage testing still required, and at what limit?

  1. No testing is required for ducts entirely inside the envelope, as in earlier editions
  2. Yes, tested to 8.0 cfm per 100 sq ft of conditioned floor area
  3. Yes, but only at the tighter 3.0 cfm per 100 sq ft rough-in limit
  4. Yes, at the same 4.0 cfm per 100 sq ft limit that applies outside the envelope

8. A supply duct 4 inches in diameter runs through a vented Gulf Coast attic, outside the thermal envelope. Under R403.3.1, its minimum insulation value is:

  1. R-4.2
  2. R-6
  3. R-8
  4. No insulation required

9. A GCHS rehab extends ducts from an existing heating and cooling system to serve a new room addition. Under R503.1.2 and R502.3.2, the extended ducts are:

  1. Required to be tested at 4.0 cfm per 100 sq ft whenever the extension is longer than 20 feet
  2. Required to be tested regardless of length
  3. Excused from R403 only if the whole system is replaced
  4. Excused from R403, since they extend an existing system to an addition

10. An inspector finds a Zone 2 attic with R-49 across the flat field, but only R-19 at the last two feet before the eave, with no raised-heel truss or baffle detail present. The correct finding is:

  1. A deficiency; the eave substitution only applies where full, uncompressed R-38 extends over the top plate, which is not documented here
  2. Compliant, because the flat field alone reaches R-49
  3. Compliant, because R-19 at the eave is an accepted average
  4. A deficiency only if the house is on the ERI path

11. A rehab job replaces a home's leaking single-pane windows with new units. Under R503.1.1.1, the replacement fenestration must:

  1. Match the U-factor and SHGC of the windows being removed, since the old windows set the baseline
  2. Meet the current Table R402.1.3 U-factor and SHGC for the climate zone
  3. Meet only the SHGC requirement, not U-factor
  4. Have no requirement, since it is a repair rather than a replacement

12. During a gut rehab, a contractor opens an existing exterior wall for new wiring, exposing the stud cavity. Under R503.1.1, that cavity:

  1. May be left empty, since the wall already existed
  2. Must be furred out to reach the full current wall R-value in every case
  3. Must be filled with insulation before it is closed back up
  4. Is exempt if the work is performed by the homeowner

13. GCHS converts an attached, unconditioned garage into a bedroom tied into the house's HVAC system. Under R501-R505, the converted space must:

  1. Be brought into full compliance, since unconditioned space became conditioned (R502.2)
  2. Meet only the alteration rules and exceptions in R503.1.1 for the work performed on the garage
  3. Be exempt, since the structure already existed
  4. Meet only the lighting requirements of R404.1

14. GCHS air seals and adds attic insulation to a rehab house with a natural-draft gas water heater staying in place. A combustion appliance zone (CAZ) depressurization test is then required by the job's weatherization funding. Which statement best describes this test's status?

  1. It is a mandatory IECC R503 provision for every alteration that tightens a house
  2. A program and industry safety practice, not an IECC mandate
  3. It replaces the blower door test whenever an atmospheric appliance is present
  4. It applies only to electric water heaters and heat pump water heaters

15. Under R403.1.1, the default thermostat setpoints for a house's primary heating and cooling system are:

  1. 72°F year round
  2. No higher than 78°F heating, no lower than 70°F cooling
  3. Whatever the installer sets
  4. No higher than 70°F heating, no lower than 78°F cooling

16. An inspector reviews a refrigerant suction line running through a vented Gulf Coast attic with several feet of torn insulation jacket. Under R403.4, the correct finding is:

  1. A deficiency; piping below 55°F needs at least R-3
  2. Acceptable, since refrigerant lines are exempt from piping insulation
  3. Acceptable if the run is under 10 feet
  4. A deficiency only in Climate Zone 3 and colder

17. Under the 2021 IECC R404.1, what percentage of permanently installed lighting fixtures must contain only high-efficacy light sources, and which lighting is excepted?

  1. 90 percent, with all exterior lighting and bathroom fixtures excepted
  2. 100 percent, with no exceptions of any kind, including kitchen lighting
  3. 100 percent, with kitchen appliance lighting excepted
  4. 75 percent, with hallway and bathroom lighting excepted

18. A GCHS rehab crew is sequencing an energy inspection on a job with new attic insulation, sealed and insulated ducts, and a full envelope retrofit. Which order best matches the field sequence GCHS follows?

  1. Final blower door test first, then insulation, then the duct rough-in test, then the permanent certificate
  2. Insulation and air barrier before drywall, duct rough-in test, final tests, then the certificate
  3. Permanent certificate first, then every field test afterward, then insulation
  4. Duct rough-in test only, since it verifies the insulation, air barrier, and certificate too

19. A house on the ERI path claims credit for a large photovoltaic array to offset a thin, undersized envelope. Which statement is correct under R406?

  1. Yes, renewables may always offset any envelope shortfall
  2. Yes, provided the ERI score itself is under 52
  3. No, because the ERI path does not allow renewable energy credit at all
  4. No; R406.4 limits the ERI credit from on-site renewables to 5 percent of total energy use, and the envelope must still meet its R406.3 floor

20. Which best summarizes why GCHS staff should verify the specific edition and any local amendments enforced by a given Houston-area city before citing a section number to a client?

  1. Texas has no statewide minimum energy code, so nothing is enforced without local adoption
  2. Every Houston-area city enforces the identical edition, so verification is a formality
  3. Energy code editions never change, so an older reference is always safe to use
  4. Texas sets a statewide minimum, but Houston-area cities are not uniform, some enforce the minimum as written and others adopt a newer edition with amendments, so the enforced edition must be confirmed jurisdiction by jurisdiction

Glossary

ACH50
Air changes per hour at 50 pascals; a blower door's measured airflow at that pressure divided by the house's conditioned volume, used to verify the envelope air leakage limit.
Total duct leakage
The sum of all duct system air leakage, inside or outside the thermal envelope combined; the metric used by the 2021 IECC's standard residential duct test.
Additional efficiency package (R408.2)
The 2021 IECC's required-elective menu of options, an enhanced envelope, more efficient HVAC, reduced water heating energy, better duct distribution, or improved air sealing with ventilation, one of which every prescriptive-path house must select and document.
Energy Rating Index (ERI)
A scored performance path (R406) where roughly 100 represents an older reference home and 0 represents a net-zero-energy home; lower is better.
Envelope backstop
The R406.3.1 limit keeping a modeled building thermal envelope UA from exceeding 1.15 times its prescriptive UA from Table R402.1.2 (with on-site renewables, R406.3.2 requires 2015 IECC envelope levels), so equipment cannot mask a weak envelope.
Alteration
Under R503, work on an existing building that must comply with new-construction requirements for the altered component, without requiring unaltered portions to also comply.
Change in space conditioning
Converting unconditioned or low-energy space to conditioned space; the strongest trigger in the existing-building provisions, requiring full compliance for the affected space (R502.2).
Permanent certificate
The R401.3 record of installed R-values, fenestration ratings, air leakage and duct leakage test results, and equipment efficiency, posted inside the building on every compliance path.